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Tag Archives: Volcker Rule

Agencies Finalize Amendments to Volcker Rule Covered Fund Provisions

Posted in Regulatory Developments

On June 25, 2020, the five federal agencies with responsibility for implementing the Volcker Rule finalized amendments to the Volcker Rule’s provisions related to investing, sponsoring, and having certain relationships with “covered funds.”  The final rule is largely consistent with the agencies’ proposal of January 30, 2020 and is the final anticipated amendment in a… Read More

Agencies Propose Amendments to Volcker Rule Covered Fund Provisions

Posted in Regulatory Developments

On January 30, 2020, five federal agencies proposed amendments to the Volcker Rule related to the prohibition on investing, sponsoring, and having certain relationships with covered funds (the “Proposed Funds Rule”). The Proposed Funds Rule comes on the heels of the conclusion of a separate rulemaking process dealing primarily with the Volcker Rule’s proprietary trading… Read More

Volcker Rule Relief for Foreign Banking Entities

Posted in Regulatory Developments

On August 20, 2019, the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) approved a final rule which will amend the Volcker Rule to simplify and tailor compliance with Section 13 of the Bank Holding Company Act’s restrictions on a bank’s ability to engage in proprietary trading and… Read More

Amendments to Volcker Rule Regulations

Posted in Regulatory Developments

On August 20, 2019, the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation approved significant amendments  to the Volcker Rule regulations. These amendments address to some extent industry concerns about the complexity of the existing regulations and certain other aspects that have been seen as disruptive of markets. On the whole, the amendments… Read More

Agencies Issue Final Rule Conforming Volcker Rule Regulations to 2018 Regulatory Relief Act

Posted in Regulatory Developments

On July 22, 2019, a final rule conforming the Volcker Rule regulations to Sections 203 and 204 of the Economic Growth, Regulatory Relief, and Consumer Protection Act (“Regulatory Relief Act”) was published in the Federal Register. The final rule, and the provisions of the Regulatory Relief Act upon which it is based, exclude certain community banks… Read More

Agencies Propose Conforming Amendments to Volcker Rule Regulations

Posted in Regulatory Developments

On December 18, 2018, five federal agencies released a proposed rule (“Proposed Rule”) to conform the regulations implementing the Volcker Rule to statutory modifications provided by Sections 203 and 204 of the Economic Growth, Regulatory Relief, and Consumer Protection Act (the “Regulatory Relief Act”).  The Proposed Rule will not change the manner in which the Volcker Rule is currently… Read More

EVENT: Financial Services Regulatory and Enforcement Current Issues

Posted in Enforcement Actions, Events, Regulatory Developments

Friday, November 6, 2015 08:00 AM-02:15 PM Eastern Speakers: Oliver Ireland, Jay Baris, Obrea Poindexter, Anna Pinedo, Remmelt Reigersman, Sean Ruff, James Schwartz and Julian Hammar Join us for our half-day briefing on emerging issues. 8:15 a.m. – Living with the Volcker Rule; 9:00 a.m. – Liquid alternative investments: what to expect from the SEC;… Read More