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MoFo Reenforcement The Enforcement Blog

Financial Services Regulatory and Enforcement Current Issues

Posted in Enforcement Actions, Events

Join Morrison & Foerster on January 27, 2015 for the Financial Services Regulatory and Enforcement Current Issues seminar.  During this half-day briefing, which will take place at Morrison & Foerster’s New York office from 8:00 am – 2:10 pm, we will discuss:

  • The long arm of the Volcker Rule: How to spot issues so you are not caught short;
  • Liquid alternative investments: what to expect from the SEC;
  • Money market fund regulation: will a third shoe drop, and when?
  • SEC and FINRA enforcement trends;
  • Alternative (or “virtual”) currencies: developing trends;
  • The ABCs of BDCs;
  • Cross-border derivatives issues, the ISDA stay protocol and other emerging issues; and
  • Liquidity and capital developments: LCR, NSFR, and TLAC.

Breakfast and lunch will be served.

CLE credit for this event is pending.

To register for this event, or for more information, please email Harrison Lawrence at hlawrence@mofo.com.